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The SCLCR-Lexicon & Frame SemanticsJames J. SosnoskiDRAFT
1. The SCLCR-Lexicon
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The SCLCR-Lexicon and Frame Semantics
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Though it is customary—and I think innocuous—to use nominal expressions to designate mental phenomena (e.g. mind, thought, concept, perception, etc.), such terms must always be understood as convenient reifications. Mind is the same as mental processing; what I call a thought is the occurrence of a complex neurological, ultimately electrochemical event; and to say that I have formed a concept is merely to note that a particular pattern of neurological activity has become established, so that functionally equivalent events can be evoked and repeated with relative ease. (FCG 100).
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communality |
Langacker |
Filllmore |
Halliday |
concept |
Unit of meaning |
concept profile |
Frame |
text |
semantic network |
Experiential context |
Base or domain |
frame network |
context of situation |
I take the notion of an activity type to refer to a fuzzy category whose focal members are goal-defined, socially constituted, bounded, events with constraints on participants, setting, and so on, but above all on the kinds of allowable contributions. (Levinson, 1992, 69)
Cognitive grammar is … quite distinct from any version of generative theory… by equating meaning with conceptualization (or cognitive processing)…. Although cognitive grammar is not a direct outgrowth or a variant of any other linguistic theory, I do consider it compatible with a variety of ongoing research programs. Among these are Lakoff’s work on categorization (1982, 1987); Fauconnier’s study of mental spaces (1985); …. Fillmore’s conception of frame semantics (1982)… (CIS 1-2)
Meaning is equated with conceptualization. Linguistic semantics must therefore attempt the structural analysis and explicit description of abstract entities like thoughts and concepts. The term conceptualization is interpreted quite broadly: it encompasses novel conceptions as well as fixed concepts; sensory, kinesthetic, and emotive experience; recognition of the immediate context (social, physical, and linguistic); and so on. Because conceptualization resides in cognitive processing, our ultimate objective must be to characterize the types of cognitive events whose occurrence constitutes a given mental experience. The remoteness of this goal is not a valid argument for denying the conceptual basis of meaning. Most lexical items have a considerable array of interrelated senses, which define the range of their conventionally sanctioned usage. These alternate senses are conveniently represented in network form; (CIS 2)
The semantic description of an expression therefore takes for its starting point an integrated conception of arbitrary complexity and possibly encyclopedic scope. The basic observation supporting this position is that certain conceptions presuppose others for their characterization. We can thus posit hierarchies of conceptual complexity, where structures at a given level arise through cognitive operations (including simple coordination) performed on the structures at lower levels. Crucially, the cognitive domains required by linguistic predications can occur at any level in such hierarchies.
Consider some examples…. Central to the value of elbow is the position of the designated entity relative to the overall configuration of the human arm (try explaining what an elbow is without referring in any way to an arm!), so arm is a domain for elbow. (CIS 3)
By the term ‘frame’ I have in mind any system of concepts related in such a way that to understand any one of them you, have to understand the whole structure in which it fits; when one of the things in such a structure is introduced into a text, or into a conversation, all of the others are automatically made available. (373)
4. I. I. Basic vs. Abstract Domains
Most concepts presuppose other concepts and cannot be adequately defined except by reference to them, be it implicit or explicit. The concept [KNUCKLE], for example, presupposes the conception of a finger. It would be virtually impossible to explain what a knuckle is without somehow invoking the conception of a finger as a holistic entity; it would also be misguided, for the position of a knuckle in relation to the finger as a whole is surely a central and crucial feature of our understanding of the notion. Given the concept [FINGER], however, [KNUCKLE] is easily and straightforwardly characterized. [ANGER] provides the necessary context-or domain-for the characterization of [KNUCKLE] and hence constitutes one of its primary conceptual components.Of course [FINGER] is itself far from being a primitive notion. One of the defining features of a finger is its position within the overall configuration of a hand, so [FINGER] has for one of its domains our knowledge of this configuration. [HAND] is similarly characterized in part by its position relative to an arm, and [ARM] in relation to the body as a whole. To some substantial (though undetermined) extent, therefore, concepts form hierarchies of complexity, such that concepts at one level are presupposed by those at the next higher level. To properly characterize a particular notion, one must invoke appropriate levels in relevant hierarchies, i.e. whichever levels make available those concepts by means of which a characterization is easily and naturally achieved. [KNUCKLE! is much more cogently defined in relation to a finger than directly (without specific reference to arm, hand, or finger) in terms of the human body as a whole.
Although it is typical for one concept (or conceptual complex) to serve as domain for the characterization of another, there must be a point beyond which no further reduction is possible. If [FINGER] is the domain for [KNUCKLE], [HAND] for [FINGER], [ARM] for [HAND], and [BODY] for [ARM], what is the domain for [BODY],? The notion [BODY] (so far as shape is concerned) is a configuration in three-dimensional space, but it hardly seems appropriate or feasible to consider three-dimensional space as a concept definable relative to some other, more fundamental conception. It would appear more promising to regard the conception of space (either two- or three-dimensional) as a basic field of representation grounded in genetically determined physical properties of the human organism and constituting an intrinsic part of our inborn cognitive apparatus. That is, our ability to conceive of spatial relationships presupposes some kind of representational space creating the potential for such relationships, but it is doubtful that conceptual analysis can go beyond positing this representational space and elucidating its properties. (FCG 147-148)
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EVERY PREDICATE is characterized relative to one or more cognitive domains, collectively called its matrix. This chapter explores the nature of domains and how they combine to form multidomain matrices. It is argued that the linguistically relevant portion of our knowledge of familiar entities is open ended and essentially encyclopedic. …
All linguistic units are context-dependent to some degree. A context for the characterization of a semantic unit is referred to as a domain. Domains are necessarily cognitive entities: mental experiences, representational spaces, concepts, or conceptual complexes. (Foundations, italics mine, 147)
Anthropologists, like biologists somewhat earlier, were presented with a great array of structures and forms to describe. As the concept of culture was explained, more and more things came to be described as their possible significance was grasped. ... Starting with the premise that these descriptive materials were all relevant to a broad and previously neglected realm of phenomena, the concept of culture has been developed not so much through the introduction of strictly new ideas but through creating a new configuration of familiar notions: custom, tradition, organization, etc. In divorcing customs from the individuals who carried them out and in making customs the focus of their attention, anthropologists took an important step–a step that is perhaps still underestimated. When a time backbone was added to the notion of group variability in ways of doing things, not only group differences, but the notion of the historical derivation and development of these differences entered the picture. When the concept of “way” was made part of the configuration, this conceptualized the fact that not only discrete customs but also organized bodies of custom persisted and changed in time. (353, italics mine)
Perhaps a better way of putting the problem would be to say that as yet we have no full theory of culture. We have a fairly well-delineated concept, and it is possible to enumerate conceptual elements embraced within that master concept. But a concept, even an important one, does not constitute a theory. There is a theory of gravitation in which “gravity” is merely one term. Concepts have a way of coming to a dead end unless they are bound together with a testable theory. In anthropology at present we have plenty of definitions but too little theory. (357)
The SCLCR-Lexicon and Frame Semantics
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Given that X contains Y
If we assume that Y contains Z
Then X also contains Z
(X) contradictory beliefs produce (Y) cognitive dissonance.
(Y) cognitive dissonance produces (Z) an uncomfortable, thus unwanted, state of mind
(X) contradictory beliefs produce (Z) an unwanted state of mind.
The SCLCR-Lexicon and Frame Semantics
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attend |
• FRAMES: exchanging information [framing/categorizing]
• QUESTIONS: collaborating (planning & problem solving) [questioning/answering]
• DESCRIPTIONS: describing (propositions/statements) [asserting/stating]
• COMPARISONS: comparing (matching the features of one entity with another.) [evaluating]
• ASSERTIONS: proclaiming (declare someone to be something, affirm or declare as an attribute or quality of someone or something, praise, glorify, or honor) [declaring]
• ARGUMENTS: arguing (logically arranged propositions) [inferring]
• NARRATIVES: narrating/reporting events (anecdotes, news “stories”) [chronicling, situating, describing events]
• PLOTS: plotting (life stories as story structures) [storytelling]
• CONFIGURATIONS: configuring (cultural stories as instructive stories) [imagining]These discourse structures are linguistic patterns that are the result of cognitive abilities employed in signification (making meaning).
Several of these structures relate to the discourse analysis of arguments. In the previous section (#4), I discussed the argument structure which is paramount in research discourses and the importance of the warranting terms as the "key" conceptions in the arguments. In describing a warranting term, other discursive structures are also relevant.
Research discourses include descriptions of data, comparisons of data, methods, earlier researches, as well as assertions. Configurations sometimes enter research discourses as data.
In Text Worlds: Representing Conceptual Space in Discourse (1999), Paul Werth argues that the situations in which discourses are constructed are embedded in the text. His conception of a "textworld" refers to this circumstance. In effect, the cognitive ability to narrate is reflected in the various linguistic features that implicitly tell the story of the discourse situation. The story of the research project is told implicitly in the research discourse (see #6). However, the story is not told chronologically, it is plotted to provide a background to the argument.
The implicit story in a research discourse is comprised of the events that move from questions (problems) the researcher(s) encounter, through various actions they perform (e.g.,inferences) to a conclusion (assertion) in which the initial problem is resolved, at least in part.
The terms used to express the cognitive aspects of a research project are embedded in the discourse that makes its results public.
6. Situations are embedded in discourses
The SCLCR-Lexicon and Frame Semantics
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It is axiomatic that all discourses are situated but less obvious that that situations are embedded in discourses.
In “Research Articles in English” (chapter 7 in Genre Analysis), John Swales offers “several case histories of the processes whereby research articles get constructed. These case histories … consistently point to the long-drawn-out and complex nature of these processes” (127). The research article, by contrast, reports only the outcome of the process.
Borrowing from the analyses of narrative discourses, we can distinguish in a research discourse between the "story" (the process of researching) and the "plot" (the report of it). The actual situation (the experience of the research project as it unfolded) is embedded in the published discourse where the outcome of the process is presented as an argument. As recent linguists have shown (Halliday, Fillmore, Werth, Levinson) discourse implies a “context of situation,” or a “scene,” or an “activity type,” or a “textworld”
Consider the following abstract of "Choices, Values, and Frames" by Daniel Kahneman and Amos Tversky (1984, American Psychologist, Vol. 39, No. 4, 341-350) — chosen at random from a list of pdf's — as a small scale version of the research project delineated in the article:
ABSTRACT: We discuss the cognitive and the psychophysical determinants of choice in risky and riskless contexts. The psychophysics of value induce risk aversion in the domain of gains and risk seeking in the domain of losses. The psychophysics of chance induce overweighting of sure things and of improbable events, relative to events of moderate probability. Decision problems can be framed in multiple ways that give rise to different preferences, contrary to the invariance criterion of rational choice. The process of mental accounting, in which people organize the outcomes of transactions, explains some anomalies of consumer behavior. In particular, the acceptability of an option can depend on whether a negative outcome is evaluated as a cost or as an uncompensated loss. The relation between decision values and experience values is discussed.
THE IMPLIED STORY OF THE RESEARCH:
QUESTION — Starting with the question: what are the cognitive and pschophysical determinants of choice in risky and riskless contexts, DECLARATION — Kahneman and Tversky hypothesize that (1) the psychophysics of value induce risk aversion in the domain of gains and risk seeking in the domain of losses and (2) that the psychophysics of chance induce overweighting of sure things and of improbable events, relative to events of moderate probability. DESCRIPTION — They discovered and described the ways that decision problems can be described or framed in multiple ways that give rise to different preferences, contrary to the invariance criterion of rational choice [on the basis of their experiments]. ANSWER — They concluded that this process of mental accounting, one in which people organize [frame in multiple ways] the outcomes of transactions, explains some anomalies of consumer behavior. In particular, the acceptability of an option can depend on whether a negative outcome is evaluated as a cost or as an uncompensated loss. COMPARISON — The evaluation is a weighing of decision values and experience values.
THE PLOT (ARGUMENT) OF THE REPORTED RESEARCH
GIVEN: risky and riskless contexts
IF WE ASSUME: that (1) the psychophysics of value induce risk aversion in the domain of gains and risk seeking in the domain of losses and (2) that the psychophysics of chance induce overweighting of sure things and of improbable events, relative to events of moderate probability.
THEN: this process of mental accounting, one in which people organize [frame in multiple ways] the outcomes of transactions, explains some anomalies of consumer behavior. In particular, the acceptability of an option can depend on whether a negative outcome is evaluated as a cost or as an uncompensated loss. The evaluation is a weighing of decision values and experience values.
The prototypical background frame is researching. With respect to the sequence of experience of the researchers, the expected pattern is inquiry — an initial question, investigation (in this case empirical), and final outcome, an answer. With respect to the report of these experiences, the expected pattern is an argument: given x, assuming y, and concluding z. From the perspective of speech acts, their pattern would be infelicitous if (1) there was no answer to a question and (2) if there were no conclusion to the argument. There are other felicity conditions that can be named.
Notes:
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John Swales summarizes the research of linguists on abstracts of published articles and what they are abstracts of: “the essence of the genre is one of distillation” (179). It is on these grounds that I offer an abstract as my example.
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7. Configural discourse analysis as an instance of frame semantic analysis
The SCLCR-Lexicon and Frame Semantics
Table of Contents1. The SCLCR-Lexicon
2. Conceptions
3. The Paradigm Problem
4. Warranting Terms.
5. Discourse Structures & SCLCR-L
6. Situations are embedded in discourses
7. Configural discourse analysis
8. The Structure of the SCLCR-Lexicon
9. The SCLCR-Lexicon and FrameNetDiscourse Analysis is, for the most part, the study of language use. Most language uses go beyond the sentence, particularly conversations and texts. As the Handbook of Discourse Analysis testifies, there are as many types of discourse analysis as there are genres of writing and speaking. The genre analyzed in the SCLCR-Lexicon is research discourse. The purpose of the lexicon is to describe the conceptions used in communication research. From the perspective of discourse analysis, therefore, the "background prototype frame," is research.
Considering background prototype frames, we can identify hierarchies of frames and their modular character.
The type of discourse analysis built into SCLCR-L is "configural," which, in most respects, is consonant with frame semantic analysis. The basis of comparison is that both analytics treat words/texts in their context of use which invariably implies a symbolic action in Kenneth Burke’s sense — agent, act, purpose, agency, and scene. The term "configural" (con-with & figura-figure of a person) is a term for an interaction such as communication.
It is an historical accident that I developed configural discourse analysis before I became acquainted with Charles Fillmore’s frame semantics. Nonetheless, the term "configural" fits Fillmore’s view of frame semantics. Consider his example of the "ridiculous" sentence, "The decedent while on land and in mufti last weekend ate a typical breakfast and read a novel high in flip strength" ("Frame Semantics," 382-383)
Fillmore points out that the expressions, "decedent," "on land in mufti," "high in flip strength," are virtually unintelligible without understanding their "highly specialized contexts." For example, the context of decedent is a legal term for a deceased person. It is "used to identify a dead person in the context of a discussion of the inheritance of that person’s property." The context of Mufti is being in the military. It "refers to ordinary clothing when worn by somebody who regularly wears a military uniform" and "has relevance only in the context of a military community." the context of flip strength is pornographic material, for example novels, that users flip through to get to the sexual content. All of these contexts FRAME the "ridiculous" sentence. Fillmore notes that:
Given all these examples of clear cases of terms linked to highly specific cognitive frames, we can see that the process of understanding a text involves retrieving or perceiving the frames evoked by the text’s lexical content and assembling this kind of schematic knowledge (in some way which cannot be easily formalized) into some sort of ‘envisionment’ of the ‘world’ of the text. ... The sentence did not give you this information directly; you had to ‘compute’ some of it by constructing, in your imagination, a complex context within which each of the lexically signaled framings was motivated. We see in this way that there is a very tight connection between lexical semantics and text semantics, or, to speak more carefully, between lexical semantics and the process of text comprehension. The framing words in a text reveal the multiple ways in which the speaker or author schematizes the situation and induce the hearer to construct that envisionment of the text world which would motivate or explain the categorization acts expressed by the lexical choices observed in the text. (384)
Configural Discourse analysis involves identifying the various discursive structures and their cognitive equivalents.
1. Initially the background prototype genre: research publication
2. Then the discourse type: argument with implied narrative
3. Then the discursive structures: e.g., claim, warrant, grounds AND initial state, action, final state.
4. Then linguistically marked cognitive operations
5. Finally, an interpretationThe SCLCR-Lexicon analyses discourses that appear in research publications. This constitutes the prototype background frame. Generically, such discourses evoke the expectation that the text of the discourse will contain an account of an inquiry into a problem. (Debrah Tannen’s conception of "discourse" is framed by a set of expectations. See "What’s in a Frame? Surface Evidence for Underlying Expectations" in Framing in Discourse.) The generic expectation is also that the "context of use" of terms in research discourses are related to the inquiry which the discourse delineates. The discourse type is an argument with an implied narrative of the research project. The argument structure (claim, warrant, grounds) "marks" the warranting conception. The narrative structure (initial state, decisive action, final state) reveals the situation of the research project that is embedded in the text. The warranting term in the text is networked with other terms semantically. All of the terms are used in the context of the cognitive abilities expressed in the semantic network.
Describing the use of a conception
First, the name (term) of the conception must be identified.
Second, the author of the conception must be identified
Third, the context in which the conception was used must be cited.
Fourth, its conceptual or semantic network must be described.
Fifth, its diachronic relation to other conceptions (before or after) must be identified.Hence the following fields in the SCLCR database:
Term
Author
Conception / Embedded concepts
Publication / Notes on the context of use
YearThe focal concept being described is entered into the field, "term." The person who is using this term in a research publication is entered into the field, "author." His conception of the focal concept is described in the field, "conception." The correlative field, "embedded concepts" in which the "ancillary concepts" are enumerated provides a semantic network for understanding how the author uses the term. The field, "publication," refers to the The prototypical background frame—the research project in which the focal term is used. The "Notes on the context of use" field briefly describes the research project, usually with respect to its problematic. The field, "year," provides a frame for relating this particular use of the focal concept to other uses.
Consider the parallel to Charles Fillmore’s frame semantics:
The notion can be exemplified with the Commercial Transaction Frame, whose elements include a buyer, a seller, goods, and money. … Among the large set of semantically related verbs linked to this frame are buy, sell, pay, spend, cost, and charge, each of which indexes or evokes different aspects of the frame. The verb buy focuses on the buyer and the goods, backgrounding the seller and the money; sell focuses on the seller and the goods, backgrounding the buyer and the money; pay focuses on the buyer, the money, and the seller, backgrounding the goods; and so on. The idea is that knowing the meaning of any one of these verbs requires knowing what takes place in a commercial transaction and knowing the meaning of any one verb means, in some sense, knowing the meaning of all of them. The knowledge and experience structured by the Commercial Transaction Frame provide the background and motivation for the categories represented by the words. The words, that is, the linguistic material, evoke the frame (in the mind of a speaker/hearer); the interpreter (of an utterance or a text in which the words occur) invokes the frame. (Petruck)
Compare the structure of seller sells goods to a buyer for money to Searle’s conception (series of concepts) of speech acts (Speech Acts, 1969). In both cases, you have an agent (author), an action (conceptualization), ( a standard situation) an implied audience and a relation to other authors, publications, and conceptions (a semantic network—illocuctionary force, sincerety conditions, expressibility). The "prototype background frame" in the SCLCR-Lexicon is "communication research." There are five elements in this frame: An Author published a Conception of a Term in a Book/article in a particular Year (A published C of T in B in Y). Given the "prototype background frame" "communication research," users of the SCLCR-L know that this publication is about its author’s research.
This entry is roughly equivalent to Fillmore's account of the commercial transaction frame (see http://sclcr.com/toolkit/conceptDatabase/viewConcept.php?id=381)For Fillmore and colleagues the central unit in the analysis is a "frame." And that frame evokes a typical experience. In SCLCR-L the unit is a "conception" which can be understood as a frame[work] in Fillmore’s sense. As I implied in the previous paragraph, the five frame elements in the SCLCR-L matrix refer to a typical communication research project.
In the SCLCR-L frames are embedded in frames. There are various "layers" that can be made to appear in the concept maps accompanying the conception entry. The framing frame, so to speak, is communication research. Within this frame is the frame, conception, which has to be understood as the action of conceptualizing. Within that frame are the ancillary concepts that make up the description of the conception, each of which is itself a concept frame (implying a conceptualization) as it delineates a "stage" of the implied process.
The lexicon is in the process of being built. We have targeted as our model FrameNet. The digital lexicon we will eventually produce depends on the design of our search engines. Given the circumstance that we are not in the position of searching coyprighted discourses, we have to rely on contributors who describe them in a format we can search in particular ways to create entries based on the work of the contributors. We are not claiming that our project is an instance of frame semantic analysis but that it is based on approximations of it which we hope will become increasingly refined. We do not expect that its initial design will remain fixed and welcome comments on it.
9. The SCLCR-Lexicon and FrameNet
The SCLCR-Lexicon and Frame Semantics
Table of Contents1. The SCLCR-Lexicon
2. Conceptions
3. The Paradigm Problem
4. Warranting Terms.
5. Discourse Structures & SCLCR-L
6. Situations are embedded in discourses
7. Configural discourse analysis
8. The Structure of the SCLCR-Lexicon
9. The SCLCR-Lexicon and FrameNetPrenote: this essay is structured to parallel the description of FrameNet available on site — “The Berkeley FrameNet Project.”
The SCLCR Leixcon (SCLCR-L) is a project in usage-based computational lexicography, now in its third year." The project’s key features are (a) a commitment to usage based evidence for semantic generalizations, and (b) the representation of the semantic networks of its target terms based on frame semantics. The resulting database contains (a) descriptions of the semantic frameworks (conceptions) underlying the meanings of the concept described, and (b) the representation of terms and technical phrases within its semantic network, each accompanied by (c) a collection of annotated context of use attestations within the entry. This overview will present the project’s goals, workflow, and information about the “tools” that have been adapted or created in-house for this work.
Introduction
The SCLCR Lexicon project produces modified frame-semantic descriptions of technical terms in communication research and backs up these descriptions with annotated attestations from relevant research publications. These descriptions are based on hand-tagged semantic annotations of keywords extracted from the descriptions and systematic analysis of the semantic patterns they exemplify using computational algorithms. The primary emphasis of the project therefore is the encoding, by humans, of semantic knowledge in machine-readable form. The intuition of the contributors is guided by and constrained by the use of semantically coded entry forms. The conceptual domains to be covered are: terms, authors, conceptions, embedded concepts, citations, dates, context of use, and related visualizations.
Scope of the Project
[NOTE: In the following the distinction between concept and conception used earlier is termed frame and framework to emphasize the parallels between SCLCR-L and FrameNet.]
The results of the ongoing project are (a) a lexical resource, called the SCLCR Toolkit (database), (b) associated software tools, (c) visualizations of the conceptions, and (d) related documents. The database has three major components (described in more detail below):
Frame Database containing descriptions of each frame’s basic conceptual structure and giving names and descriptions for the elements which participate in such structures. Several related entries in this database are schematized in Fig. 1.
Lexicon containing entries which are composed of: (a) encyclopedic descriptions of communication research conceptions (b) algorithms which capture the semantic networks from the descriptions of conceptual frameworks; (c) links to research publications that illustrate each of the potential realization patterns identied in the algorithm (these are the sentences in the entry which illustrate the use of the concepts embedded in the focal concept or frame).
Annotated contexts of use which provide empirical support for the conceptions in the SCLCR frame database.
These three components form a highly relational and tightly integrated whole: elements in each may point to elements in the other two.
Conceptual Model
The SCLCR-L work is in some ways similar to FrameNet which is based on Charles Fillmore’s frame semantics (FS). In FS, the conceptual model is an “ACTION,” involving the frame elements: agent, act, agency (“means”). In his example of the parent frame “transportation” frame, two other child frames, “driving” and “riding,” are regarded as subordinate frames (subframes) and each includes frame elements (FE) that parallel the parent frame’s FEs:
For example, the transportation frame, within the domain of motion, provides movers, means of transportation, and paths; subframes associated with individual words inherit all of these while possibly adding some of their own. Fig. 1 shows some of the subframes, as discussed below.
frame(transportation)
frame elements(mover(s), means, path)
scene(mover(s) move along path by means)frame(driving)
inherit(transportation)
frame elements(driver (=mover), vehicle (=means), rider(s) (=mover(s)), cargo (=mover(s)))
scenes(driver starts vehicle, driver con- trols vehicle, driver stops vehicle)frame(riding 1)
inherit(transportation)
frame elements(rider(s) (=mover(s)), vehicle (=means))
scenes(rider enters vehicle, vehicle carries rider along path, rider leaves vehicle )Figure 1a: A subframe can inherit elements and semantics from its parent
In SCLCR-L the conceptual model is COMMUNICATION (author > discourse > implied audience > situation > conceptualization), a conceptual domain usually considered to be a subdomain of ACTION.
frame(DISCOURSE)
frame elements(text — string of sentences, discursive structures, cognitive abilities, implied situations)
scene(author(s) in a situation constructs a text by means of cognitive abilities.)frame(ARGUMENT)
inherit(discourse)
frame elements(statements (=text), structures (=combinatory constraints — claims, grounds, warrants), inferences(s) (=cognitive abilities(s)), problem (=implied situation(s)))
scenes(author starts expressing concepts in logical order, author controls logical structure, abilities, author concludes the meaning construction with an inference about the problem)Frame (NARRATIVE)
Inherit(discourse)
Frame elements (narrator) (narrative) (narrate)
scenes(author starts expressing concepts in chronological order, author controls narrative structure, abilities, author resolves the problem.)Figure 1b: A subframe can inherit elements and semantics from its parent.
The argument frame, for example, specifies statements (as sentences in a text), a structure (a particularization of cognitive abilities), and inferences as the principal elements in the structure. In this frame, the argument initiates and controls the structure of the cognitive abilities.
If we were to describe the PUBLICATION frame, it would be a subframe of DISCOURSE and ARGUMENT / NARRATIVE subframes of PUBLICATION.
frame(PUBLICATION)
inherit(discourse)
frame elements(article(s) (=text(s)), research (=discursive structure) problem(=situation) inferential sequence (=cognitive ability)
scenes(author publishes an article about his/her research addressing a problem)In the publication frame the primary role in the scene is the author of the article, and research is the activity that the author pursues.
As is clear from the above, SCLCR-L is structured as a frame semantic network. However it differs from FrameNet with respect to its methods. Whereas FrameNet seeks to find “concise formula[s] for all semantic and syntactic combinatorial possibilities together with a collection of annotated corpus sentences in which each possibility is exemplied,” the descriptive technique employed in the SCLCR-L project is more closely related to discourse analysis. As Sanders and Spooren note, “Discourse is often considered a crucial notion for understanding human communication” because language users, most of the time, communicate through discourses rather than sentences ("Discourse and Text Structure," Oxford Handbook of Cognitive Linguistics, 916).
In SCLCR-L the primary unit of analysis is a conceptualization expressed as a discursive structure. From the point of view of expression, a discursive structure has an identifiable beginning, middle, and end—for example, an argument. Many discursive structures, an argument being one of them, comprise a set of concepts that correspond to a cognitive activity as it is expressed in language. In Kenneth Burke’s terms, it is a symbolic action which is the "scene" in Fillmore's approach (The Philosophy of Literary Form: Studies in Symbolic Action, 8-16).
The “scene” of a research discourse is the process of solving a problem. Thus the implicit symbolic action in a research publication is a narrative describing the search for a solution to the problem. This narrative is usually “covert” rather than “overt” in publications about research projects. The story of the research project is condensed into an argument in most publications about it.
Thus to describe a conceptual frame that occurs in a research discourse requires analyzing how it functions within it. To identify a function in a system requires the identification of its structure. If we consider a discourse as a system of conceptualizations expressed in sentences, then the type of discursive structure in which the conception occurs determines its function.
For example, Charles R. Berger's complex argument about the reduction of uncertainty is expressed as a complex discursive structure. If a conception of “uncertainty” occurs in a sentence related to the other sentences in an argument it may function as a claim, warrant, or ground. Consider the following sentence that are included in the SCLCR-L’s entry on “uncertainty reduction.”
When strangers meet, their primary concern is one of uncertainty reduction or increasing predictability about the behavior of both themselves and others in the interaction. (warrant)
Uncertainty is “an aversive state” generating cognitive stress. (secondary warrant)
As the amount of verbal communication increases, the level of uncertainty decreases. (claim)
People experience uncertainty in interpersonal situations. (followed by cases, grounds)
These sentences have “functions” in Charles R. Berger’s complex argument which are noted in the parentheses. The first two sentences describe his assumptions and the concept of uncertainty reduction has warranting function. In the third, uncertainty reduction functions as a claim made about it. The last sentence does not couple uncertainty with reduction and refers to situations where uncertainty is experienced which provide the data in Berger's argument.
Discourse analysis involves relating the units of a discourse to discursive structures and then relating the discursive structures to a purpose. The purpose of research is in one sense or another to solve a problem. In Berger's case, the problem has to do with the alleviation of uncertainty because it is a stressful state. In SCLCR-L the context of use and/or context of situation describe the problematic aspects of the situations in which the conception of uncertainty reduction is used.
Notes:
The sentences taken from the SCLCR-L entry on uncertainty reduction are quoted here out of context. To check out my interpretation of their function in the entry, you have to consult it—“uncertainty reduction."
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Organization and Workflow
Overview
As in FrameNet, the computational side of the SCLCR-L project is directed at efficiently capturing human insights into semantic structure. The majority of the work involved is marking texts with semantic tags, specifying (again by hand) the structure of the frames to be treated, and writing encyclopedic-dictionary style entries based on the publications in which the terms are used. The annotation is structured by the fields of a relational database which are chosen to reflect the implied research scenarios — term, author, year, citation, conception, embedded concepts, context of use, and visualizations of the conception.
Semantic networks are then generated by an algorithm that shows the parent frame (focal concept), the child frames (conception desribed with ancillalry/"embedded" concepts), and relations to other conceptions with the same frame elements. These relations are visualized in concept maps supplied with each entry in the SCLCR-L.
Four processing steps are required produce the SCLCR-L database of frame semantic representations: (a) identifying selective publications) for use in the entry (Preparation), (b) extracting representative ancillary concepts to describe the conception (Extraction), (c) describing the conception and its context of use (Annotation), and (d) posting these frame elements to a database which delivers lexical semantic representations based on the annotations and other data (Entry Writing). These are discussed briefly below and shown Fig.3 .
Workflow and Personnel
As work on the project has progressed, we have defined several explicit roles which project participants play in the various steps. These roles are referred to as Contributors, Annotators and Reviewers. These are purely functional designations: the same person may play different roles at different times.
1. Preparation. To make an entry into the SCLCR Toolkit (database), a potential contributor must become a member of the Society for Conceptual Logistics in Communication Research. Members are persons who are interested in becoming contributors and thus, have a commitment to conceptual logistics which is a usage-based discourse-oriented view of frame semantics and a commitment to communication research. Though non-members may access the SCLCR-L, only members of SCLCR can contribute to the Toolkit database.
2. Extraction. Usually, an SCLCR contributor is involved in communication research either as a student of research methods and projects or as a researcher actively engaged in a project who wishes to enter conceptions related to his or her project. In either case, contributors select a term/concept to enter into the Toolkit database on the basis of documents used in the research project or documents that have been published about it. Contributors may be investigating research conceptions in previous projects that relate to their planned research.
Contributors select passages from the documents gathered that delineate conceptions used in communication research. Such passages contain a parent frame (focal concept) and a group of child frames (conception sub-frames and frame elements). The selections are governed by the models of conceptual logistical discourse analyses already on the SCLCR site which includes various theoretical and methodological essays.
3. Annotation. In SCLCR-L annotation is done with forms that can be loosely called “software tools” in the sense that they “instrumentalize” the entry of data. The net effect is a description of a conception (and its embedded concepts) linked to authorship, publication, and date, a description of the context of use (in M. A. Halliday’s conception of context of situation), a visualization of the semantic network and, if available, a visualization of the conception and its component concepts.
4. Entry Reviewing. The Toolkit database is designed so that members of SCLCR can submit reviews of the entries. In this sense the lexicon is peer reviewed. Entries are that are regarded as incorrect, confusing, misleading, or inarticulate in the review process are sent to SCLCR_L’s editors who either respond to the reviewer’s concerns or, if they agree with a negative review, ask the contributor to revise the entry so that its errors are corrected. Since the reviewers are members SCLCR, they are communication researchers and hence are peers to the contributors. Negatively reviewed entries that are not revised within a specified period of time are “quarantined” until revised.
Implementation
Data Model
The data structures described above are implemented in a SQL database governed by various algorithms. The fields of the database correspond to a standard model of communication — addresser — text of description — code (coded list of embedded concepts) — — context of use — and citation. [ Addressee is not a field since the communication researchers using the lexicon are "implied audiences" in the discourse of the SCLCR-L.]
Software
The software suite currently supporting database development is an aggregate of existing software tools and ones created for the project.
SQL database
Presentation specific algorithms built into the site’s search engine
Presentation: Semantic network
Presentation: lists of authors, works, citations, etc.
Data entry format “tool”
Description of problem “tool”
As the site develops, other tools will be added
Flash animation software (visualizations)
Contributors generally use whatever graphics software to which they have access.
Concept map software (commercial)
Conclusion
At the time of writing, there are roughly 200 entries in the SCLCR Toolkit (database).
To illustrate what the users of the SCLCR-L find when they search for a term the entry for “narrative” would have the the following features in the display of the entry:
a. Relaed concepts (20)
Narrative (2004): In their Discourse analysis : an introduction (2004), Alexandra Georgakopoulou and Dionysis Goutsos define narrative from a linguistic point of view: In very general terms, narrative is the e…
Narrative (1993): Seymour Chatman is a highly respected American narratologist. He is probably best known for his Story and Discourse which is an extensive account of the elements that make up narratives. I…
Narrative (1987): Gerald Prince is a well-known narratologist. He is best known for his conception of a "narratee," the implied audience of a narration, who can be traced in the linguistic markers of a…
Narrative (1986): In his Recent Theories of Narrative (1986), Wallace Martin discusses the classification of narratives: An anthology of literature that is arranged chronologically will usually contain examples of…
Narrative Function (1987): A narrative function is a role defined by an inter- between one figure and another in a narration that advances the story. In his Dictionary of Narratology, Gerald Prince writes that [V...
Narrative Structure (1928): In his "Introduction to the Second Edition" of Vladimir Propp's Morphology of the Folktale, Alan Dundes notes that "there seem to be at least two distinct types of structural analys...
Story (1987): Gerald Prince is a well-known narratologist. In Grammar of Stories, he developed a description of stories based on Chomsky's model of generative grammar. Though he later abandoned this...
Storyworld (2002): David Herman, in his Story Logic: Problems and Possibilities of Narrative, regards a “story world” as a complex mental model of a possible world. The concept “world” has become..
Desire (2010): Desire is a twofold mental state—a desire for what attracts one or a desire to be rid of what is unattractive. Desire is a lack a person feels as the consequence of a belief that the desired obj...
Action (2002): "Action structures are mental models of participent-oriented patterns of effort, conflict, trouble, and, in some cases at least, resolution of conflict and overcoming of trouble" (Herman, St...
Suspension Of Disbelief (2002): In Mythic Structures in Narrative: The Domestication of Immortality, Victor Nell describes the phenomenon of “suspension of disbelief” as follows: … the narrative mode, like hyp...
Human Communication As Narration (1987): In Human Communication As Narration: Toward a Philosophy of Reason, Value, and Action, Walter R. Fisher argues that storytelling is central to communication. HE proposes four theses: (1) a r...
Quest Stories (2010): The QUEST story is one of the oldest stories we have, dating back to Gilgamesh. Jason and the Argonauts is another ancient quest story and perhaps the prototype of the genre in which a young man disco...
Cultural Configuration (2010): A cultural configuration is a configuration (which offers an analogy from one realm of experience to suggest the contour of an experience in another realm) that employs a story as an analogy to the pe...
Configuring (2007): Storytelling is a fundamental form of human communication. We become fully aware of our own lives through the process of putting our experiences together in story form. By the same token, we understan...
Personal History (2007): In his "Neurocognitive Processes of Human Memory" (1998), Endel Tulving, a renowned memory researcher, describes the episodic memory: Episodic memory does exactly what the other forms of...
Text (1976): In A Theory of Semiotics, Umberto Eco puts the distinction between a text and a discourse into a sharp focus. In his first chapter he describes a very simple communication situation in whic...
Self-presentation & Self-schemas (1999): In their Social Pyschology, Aronson, Wilson, and Ekert write: Self-presentation [is] the attempt to present who we are, or who we want people to believe we are through our words, nonverbal hebavio…
Virtual Experience (2007): In the course of working on virtual reality experiments in the Electronic Visualization Lab at the University of Illinois — Chicago, I described a virtual experience in "The Virtual H…
Null Experience (2007): Certain experiences that a person goes through can be related to by others. In the Cognitive Studies article, one of the main aspects that were touched on was the null experience. Through certain…
b. If you click on Chatman’s conception of narrative, you would be presented with the following conception:
Narrative
Author: Seymour Chatman
Seymour Chatman is a highly respected American narratologist. He is probably best known for his Story and Discourse (S&D) which is an detailed account of the elements that make up narratives. In a subsequent work, Coming to Terms: The Rhetoric of Narrative in Fiction and Film(CTT), he defines narrative:
… what makes Narrative unique among the text-types is its "chrono-logic," its doubly temporal logic. Narrative entails movement through time not only "externally" (the duration of the presentation of the novel, film, play) but also "internally" (the duration of the sequence of events that constitute the plot). The first operates in that dimension of narrative called Discourse (or récit or syuzhet), the second in that called Story (histoire or fabula). (CTT, 9)
In Chatman's view the story logic in traditional narratives is not necessarily a simple cause-effect relationship:
In traditional narratives, the internal or story logic entails the additional principle of causality (event a causes b, b causes c, and so on) or, more weakly, what might be called "contingency" (a does not directly cause b, nor does b cause c, but they all work together to evoke a certain situation or state of affairs x). (CTT 9)
Chatman contrasts narratives to non-narratives:
Non-narrative text-types do not have an internal time sequence, even though, obviously, they take time to read, view, or hear. Their underlying structures are static or atemporal—synchronic not diachronic. For instance, Arguments are texts that attempt to persuade an audience of the validity of some proposition, usually proceeding along deductive or inductive lines. Descriptions render the properties of things—typically, though not necessarily, objects visible to or imaginable by the senses. They "portray," "depict," or "represent." (CTT 9)
In his "Introduction" to Story and Discourse(S&D), Chatman distinguishes between discourse and story based on the expression/content distinction of Louis Hjelmslev. The expression plane conveys meanings, understood as units of the content plane—"What in narrative is the province of expression? Precisely the narrative discourse. Story is the content of the narrative expression, while discourse is the form of that expression" (S&D 23).
Chapman considers narratives to be a special form of communication. Instead of an author communicating directly to an audience, in narratives an implied author whom the audience never sees communicates with an implied audience, the one the actural author imagined when composing the story. What is communicated is the story, the content of the discourse. "The discourse is said to 'state' the story, and these statements are of two kinds—process and stasis—according to whether someone dis something or something happened" (S&D 31-32). See Chatman's "Diagram of Narrative Structure" for a representation of his model.
Chatman's conception of narratives was criticized in an issue devoted to his book (James Joyce Quarterly, 18) by a team directed by James J. Sosnoski that applied his concepts to Joyce's "Araby." Jonathan Culler and Gerald Prince also responded to Chatman's book and Sosnoski, et. al.'s criticisms of it. Chatman responded to everyone.
c. Accompanying the description of the conception you would find
a list of the concepts embedded in it:
notes on the context of use:Chatman's Story and Discourse is a synthetic work based largely upon the work of "French" narratologists (Genette, Barthes, Bremond, Prince, Richardou, Todorov). Chatman includes various analyses of fictions and films in Story and Discourse, mostly as illustrations of his concepts. Earlier he did a full-scale analysis of James Joyce's Dubliners story, "Evangeline."
d. On the same page you would have access of a selective bibliography of works cited in SCLCR-L in connection with “narrative.
Chatman, S. (1969). "New Ways of Analyzing Narrative Structure, With an Example from Joyce's Dubliners." Language and Style 2: 3-36.
Chatman, S. (1978). Story and Discourse. Ithaca, Cornell UP.
Chatman, S. (1981) "Analgorithm." James Joyce Quarterly. 18, 293-299.
Chatman, S. (1993). Coming to Terms: The Rhetoric Narrative in Fiction and Film. Ithaca, NY, Cornell UP.
Sosnoski, J. et.al. (1981) James Joyce Quarterly. 18, 237-299.e. In addition you would find a concept map of the semantic network (confined to entries in SCLCR-L) in which the conception, narrative, is located:
The map shows Narrative as the parent frame (focal concept), and story, situation, discourse as subframes. Chatman’s conception of narrative (narrative 1993) has the frame elements: discourse, sequence of events, story logic, story, temporal logic, chronologic, text types, situation, its embedded concepts. The concept map also shows the frame elements of story, situation, and discourse, each of which is a separate entry in the database and constitutes a subframe of narrative.
We are still working on the protocols for entries, refining the algorithm, and constructing other algorithms to show different semantic features.
SCLCR-L is a work in progress. We welcome comments, suggestions, and new members.
The SCLCR-Lexicon and Frame Semantics
Table of Contents1. The SCLCR-Lexicon
2. Conceptions
3. The Paradigm Problem
4. Warranting Terms.
5. Discourse Structures & SCLCR-L
6. Situations are embedded in discourses
7. Configural discourse analysis
8. The Structure of the SCLCR-Lexicon
9. The SCLCR-Lexicon and FrameNet
Works Cited:
Berger, C. R. and R. Calabrese (1975). "some Explorations in Initial Interaction and Beyond: Toward a Developmental Theory of Interpersonal Communication." Human Communication Research 1: 99-112.
Burke, K. (1973). The Philosophy of Literary Form: Studies in Symbolic Action. Los Angeles, U of California P.
Cruse, D. A. (2003). "The Lexicon." The Handbook of Linguistics. M. Aronoff and J. Rees-Miller. Oxford, UK, Blackwell: 238-264.
Fillmore, C. J. (2006). "Frame Semantics." Cognitive Linguistics: Basic Readings. D. Geeraerts. Berlin, Mouton de Gruyter: 373-400.
John O Greene. (1984) “A Cognitive Approach to Human Communication: An Assembly-Action Theory” (Communication Monographs, 28-306)
Halliday, M. (2002). Linguistic Studies of Text and Discourse. London, Continuum.
Kroeber, A. L. and C. Kluckholm (1963). Culture: A Critical Review of Concepts and Definitions. New York, Vintage Books.
Langacker, R. W. (2002). Foundations of cognitive grammar. Stanford, CA, Stanford University Press.
Langacker, R. W. (2002). Concept, image, and symbol : the cognitive basis of grammar. Berlin/New York : Mouton de Gruyter.
Langacker, R. W. (2008). Cognitive Grammar: Basic Introduction. Oxoford, UK, Oxford UP.
Levinson, S. C. (1992). "Acitivity Types and Language." Talk at Work: Interaction in Institutional Settings. P. Drew and J. Heritage. Cambridge, UK, Cambridge UP.
Sanders, T. and W. Spooren (2007). Discourse and Text Structure. The Oxford Handbook of Cognitive Linguistics. D. Geeraerts and H. Cuyckens. Oxford, UK, Oxford, UP.
Searle, J. R. (1969). Speech Acts: An Essay in the Philosophy of Language. Cambridge, UK, Cambridge UP.
Shapere, D. (1977). "Scientific Theories and Their Domains." The Structure of Scientific Theories. F. Suppe. Urbana, IL, U of Illinois P.: 518-565.
Swales, J. M. (1990). Genre Analysis: English in academic and research settings. Cambridge, UK, Cambridge UP.
Tannen, D., Ed. (1993). Framing in Discourse. New York, Oxford, Oxford U P.
Toulmin, S. (1976). The Uses of Argument. Cambridge, Cambridge UP.
Notes:
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